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The D&O Diary

A Periodic Journal Containing Items of Interest From the World of Directors & Officers Liability, With Occasional Commentary

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Guest Post: The SEC Continues to Turn Up the Heat on Private Equity

By Kevin LaCroix on April 14, 2015
Posted in Private Equity

CozenOConnor-Logo-RGBIn the following guest post,  Elan Kandel, who is a member of the Cozen O’Connor law firm, takes a look at the SEC’s recent investigative interest in the way private equity firms disclose their fees. He also reviews the insurance issues these types of SEC investigations and enforcement actions raise. A version of this article…



Kevin M. LaCroix and Sarah M. Abrams are both attorneys and Executive Vice Presidents, RT ProExec, a division of RT Specialty. RT ProExec is an insurance intermediary focused exclusively on management liability issues…

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Nuts And Bolts of D&O Insurance

This multipart series explores the basics of directors' and officers' liability insurance. The index for this series can be Found Here

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