Form PF (here) is a reporting form that requires private fund advisers to report regulatory assets under management to the Financial Stability Oversight Council (FSOC). On February 8, 2024, the SEC and the CFTC announced amendments to the Form PF disclosure requirements (as reflected here and here). In the following guest post, Geoffrey Fehling, Scott Kimpel, and Evan M. Holober of the Hunton Andrews Kurth law firm review the new disclosure requirements and consider the potential liability exposures and possible insurance implications. A version of this article previously was published as a Hunton Andrews Kurth client alert (here). I would like to thank the authors for allowing me to publish their article as a guest post on this site. I welcome guest post submissions from responsible authors on topics of interest to this blog’s readers. Please contact me directly if you would like to submit a guest post. Here is the authors’ article.Continue Reading Guest Post: Insurance Implications of SEC and CFTC’s New Form PF Requirements
Private funds
Guest Post: Private Funds: SEC Examination and Enforcement Priorities
By Kevin LaCroix on
Posted in Regulatory Enforcement
In the following guest post, David Topol of the Wiley law firm takes a look at the SEC’s recently increased focus on investment advisers who manage private funds and examines the areas on which the SEC is focusing. I would like to thank David for allowing me to publish…