In the following guest post, David Topol of the Wiley law firm takes a look at the SEC’s recently increased focus on investment advisers who manage private funds and examines the areas on which the SEC is focusing. I would like to thank David for allowing me to publish
In the following guest post, Paul A. Ferrillo takes a look at the recent findings that the SEC Office of Compliance, Inspections and Examinations issue with respect to its cybersecurity examinations of registered investment advisers and broker dealers. The findings, Paul suggests, provides good guidance from a number of perspectives with regard to cybersecurity governance issues. Paul is a partner with McDermott, Will & Emery. I would like to thank Paul for allowing me to publish his article as a guest post on this site. I welcome guest post submissions from responsible authors on topics of interest to this blog’s readers. Please contact me directly if you would like to submit a guest post. Here is Paul’s article.
Continue Reading Guest Post: Avoiding Event Driven Litigation through Good Cybersecurity Governance