Monthly Archives: August 2016

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No D&O Insurance Coverage for Costs of Responding to Informal SEC Investigation

Among the most frequently recurring D&O insurance coverage issues is the question of the carrier’s obligation to pay for costs incurred in connection with an informal SEC investigation. Indeed over the years, numerous policy revisions have been adopted in various forms by various carriers to address certain aspects of this issue. Yet the issues continue to arise, … Continue Reading

D&O Insurance: More About the Professional Services Exclusion Problem

Regular readers know that one of my recurring  private company D&O insurance coverage concerns has to do with the professional services exclusion and the way many carriers seek to phrase, interpret, and apply the exclusion, particularly with respect to insured companies engaged in service businesses. My concern is that all too often the exclusion is … Continue Reading
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